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Jun 30, 2020

Capital Southwest Q1 2021 Earnings Report

Reported pre-tax net investment income of $0.40 per share.

Key Takeaways

Capital Southwest Corporation reported financial results for the first fiscal quarter ended June 30, 2020. The company saw some stabilization in both the Upper and Lower Middle Market portfolios, with very few draws on revolver commitments, several repayments of previous revolver draws, and limited amendments and waivers in the portfolio. The company recorded net appreciation of $2.1 million this quarter.

Total Investment Portfolio: $587.2 million

Pre-Tax Net Investment Income: $7.2 million, or $0.40 per weighted average diluted share

Dividends: Paid $0.41 per share Regular Dividend, $0.10 per share Supplemental Dividend

Net Realized and Unrealized Portfolio Appreciation: $2.1 million

Total Revenue
$15.2M
Previous year: $15.8M
-4.0%
EPS
$0.38
Previous year: $0.42
-9.5%
NAV per Share
$15
Yield on Debt Investments
10.1%
Cash and Equivalents
$15M
Total Assets
$619M

Capital Southwest

Capital Southwest

Forward Guidance

The company recently announced a $0.51 per share dividend for the quarter ended September 30, 2020, which was flat from the prior quarter.

Positive Outlook

  • Raised $5.7 million in equity capital under our existing at-the-market program in June.
  • Significantly broaden our sources of capital and strengthen our balance sheet over the long term.
  • Received a 'green light' letter from the U.S. Small Business Administration.
  • Hopeful to have our formal license application reviewed and approved by the end of this calendar year.
  • Will allow us to access $175 million in cost effective debt capital to deploy in our lower middle market strategy.

Challenges Ahead

  • Risks related to whether the SBA ultimately issues the SBIC license and the timing thereof.
  • Changes in the markets in which Capital Southwest invests.
  • Changes in the financial, capital, and lending markets.
  • Regulatory changes.
  • Tax treatment and general economic and business conditions.